General information about company
Scrip code	530557
Name of the company	NCL RESEARCH & FINANCIAL SERVICES LTD.
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2017
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No
7	Whether company has equity shares with differential voting rights?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	1	4062500			4062500	2.79	4062500		4062500	2.79
(B)	Public	651	141362500			141362500	97.21	141362500		141362500	97.21
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	652	145425000			145425000	100	145425000		145425000	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				2.79					4062500
(B)	Public				97.21					127000275
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					131062775

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		1	4062500			4062500	2.79	4062500		4062500	2.79
Sub-Total (A)(1)			1	4062500			4062500	2.79	4062500		4062500	2.79
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			1	4062500			4062500	2.79	4062500		4062500	2.79
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		470	1249250			1249250	0.86	1249250		1249250	0.86
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		23	11136655			11136655	7.66	11136655		11136655	7.66
(e)	Any Other (specify)		158	128976595			128976595	88.69	128976595		128976595	88.69
Sub-Total (B)(3)			651	141362500			141362500	97.21	141362500		141362500	97.21
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			651	141362500			141362500	97.21	141362500		141362500	97.21
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			652	145425000			145425000	100	145425000		145425000	100
Total (A+B+C )			652	145425000			145425000	100	145425000		145425000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				2.79					4062500
Sub-Total (A)(1)				2.79					4062500
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				2.79					4062500
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
( 3 )	Non-institutions
(a(i))				0.86					1216350
(a(ii))				7.66					9781655
(e)				88.69					116002270
Sub-Total (B)(3)				97.21					127000275
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				97.21					127000275
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					131062775
Total (A+B+C )				100					131062775

Individuals/Hindu undivided Family
Searial No.	1
Name of the Shareholders (I)	Vijay Jaideo Poddar	Click here to go back
PAN (II)	AACPP8853C	Total
No. of fully paid up equity shares held (IV)	4062500	4062500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4062500	4062500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.79	2.79
Number of Voting Rights held in each class of securities (IX)
Class eg:X	4062500	4062500
Class eg:y
Total	4062500	4062500
Total as a % of Total Voting rights	2.79	2.79
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	2.79	2.79
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	4062500	4062500
Reason for not providing PAN
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1
Name of the Shareholders (I)	Vishal Vijay Shah	Click here to go back
PAN (II)	BBJPS3622P	Total
No. of fully paid up equity shares held (IV)	3511000	3511000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3511000	3511000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.41	2.41
Number of Voting Rights held in each class of securities (IX)
Class eg: X	3511000	3511000
Class eg:y
Total	3511000	3511000
Total as a % of Total Voting rights	2.41	2.41
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.41	2.41
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	3511000	3511000
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	Rangan Vincom Private Limited	Petunia Trades Private Limited	Lifewood Tieup Private Limited	Ayaan Commercial Private Limited	Joyguru Commotrade Pvt. Ltd.	Fair Deal Equiresearch And Realtors Private Limited	Reachsmart Construction Private Limited
PAN (II)	AAGCR1715E	AAGCP4719E	AACCL2349A	AAKCA4354Q	AACCJ1455B	AABCF2782J	AAGCR4662J
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	1501600	1572025	1871725	2050000	2261675	2500000	2530775
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1501600	1572025	1871725	2050000	2261675	2500000	2530775
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.03	1.08	1.29	1.41	1.56	1.72	1.74
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1501600	1572025	1871725	2050000	2261675	2500000	2530775
Class eg:y
Total	1501600	1572025	1871725	2050000	2261675	2500000	2530775
Total as a % of Total Voting rights	1.03	1.08	1.29	1.41	1.56	1.72	1.74
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.03	1.08	1.29	1.41	1.56	1.72	1.74
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1501600	1572025	1497380	0	2261675	2500000	2530775
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	8	9	10	11	12	13	14
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	Victor Commodeal Private Limited	Sprint Vanijya Private Limited	Rockers Tradelink Private Limited	Snowhill Deatrade Private Limited	Shivsathi Mercantile Private Limited	Helot Properties Private Limited	Shreehari Vinimay Private Limited
PAN (II)	AADCV5991P	AALCS9394K	AAECR2957A	AARCS1012L	AASCS6284R	AACCH8885R	AAJCS5620A
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	2566950	2615625	2618875	2696625	2740025	2936950	3204200
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2566950	2615625	2618875	2696625	2740025	2936950	3204200
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.77	1.8	1.8	1.85	1.88	2.02	2.2
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2566950	2615625	2618875	2696625	2740025	2936950	3204200
Class eg:y
Total	2566950	2615625	2618875	2696625	2740025	2936950	3204200
Total as a % of Total Voting rights	1.77	1.8	1.8	1.85	1.88	2.02	2.2
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.77	1.8	1.8	1.85	1.88	2.02	2.2
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2566950	2615625	2618875	2696625	2740025	2936950	3204200
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	15	16	17	18	19	20	21
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	Goodpoint Impex Private Limited	Katyani Commodities Private Limited	Polpik Traders Private Limited	Core Commodities Private Limited	Venera Property Pvt. Ltd.	Swadhinata Vintrade Private Limited	Looklike Trade Private Limited
PAN (II)	AAFCG0606G	AAECK6244R	AAHCP7657G	AAECC2931M	AAFCV0236M	AARCS2310P	AACCL2013K
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	3288265	3731575	4250375	4481550	5192275	5402175	5693625
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3288265	3731575	4250375	4481550	5192275	5402175	5693625
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.26	2.57	2.92	3.08	3.57	3.71	3.92
Number of Voting Rights held in each class of securities (IX)
Class eg: X	3288265	3731575	4250375	4481550	5192275	5402175	5693625
Class eg:y
Total	3288265	3731575	4250375	4481550	5192275	5402175	5693625
Total as a % of Total Voting rights	2.26	2.57	2.92	3.08	3.57	3.71	3.92
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.26	2.57	2.92	3.08	3.57	3.71	3.92
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	3288265	3731575	4250375	231550	5192275	5402175	5693625
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	22	23	24	25	26	27	28
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	NRI � Non- Repat
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	Category	Category
Name of the Shareholders (I)	Everstrong Vincom Pvt Ltd	Venera It Marketing Pvt Ltd	Overload Financial Advisory Private Limited	Sankatsathi Agencies Private Limited	Goodshine Dealtrade Private Limited
PAN (II)	AACCE9957B	AAFCV0237L	AABCO6950F	AARCS2968M	AAECG6112A
No. of the Shareholders (I)	1	1	1	1	1	127	5
No. of fully paid up equity shares held (IV)	5860414	6264250	6292350	6906075	8256800	29688746	1070
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	5860414	6264250	6292350	6906075	8256800	29688746	1070
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.03	4.31	4.33	4.75	5.68	20.42	0
Number of Voting Rights held in each class of securities (IX)
Class eg: X	5860414	6264250	6292350	6906075	8256800	29688746	1070
Class eg:y
Total	5860414	6264250	6292350	6906075	8256800	29688746	1070
Total as a % of Total Voting rights	4.03	4.31	4.33	4.75	5.68	20.42	0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	4.03	4.31	4.33	4.75	5.68	20.42	0
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	5860414	6264250	92350	6906075	8256800	29588766	1070
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of the Shareholders (I)	132
No. of fully paid up equity shares held (IV)	29689816
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	29689816
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	20.42
Number of Voting Rights held in each class of securities (IX)
Class eg: X	29689816
Class eg:y
Total	29689816
Total as a % of Total Voting rights	20.42
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	20.42
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	29589836
Reason for not providing PAN
Reason for not providing PAN